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ROCKET PHARMACEUTICALS, INC. Director's Dealing 2025

Sep 9, 2025

33148_dirs_2025-09-09_206f9ee7-f87c-431c-bb30-40bf3580e80f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2025-09-08

Reporting Person: Schwartz Jonathan David (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-09-08 Common Stock A 80000 Acquired 301609 Direct

Footnotes

F1: Holdings include Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis.

F2: Represent RSUs that convert to common stock on a one-for-one basis. One-third (1/3) of such RSUs will become fully vested on September 8, 2026, with the remaining shares vesting in equal quarterly installments over the following two years.