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ROCKET PHARMACEUTICALS, INC. Director's Dealing 2024

Feb 16, 2024

33148_dirs_2024-02-16_6e5d4e34-30e5-4cf3-a791-33bcfab3ef08.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2024-02-14

Reporting Person: Wilson Martin (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-14 Common Stock M 9712 Disposed 9712 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-14 Restricted Stock Units $ M 9712 Disposed Common Stock (9712) Direct

Footnotes

F1: Represents shares of Common Stock received upon vesting of a restricted stock unit ("RSU") award.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3: One-third (1/3) of such RSUs became fully vested and exercisable on February 14, 2024, with the remaining shares vesting in equal quarterly installments over the following two years.