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ROCKET PHARMACEUTICALS, INC. Director's Dealing 2023

May 19, 2023

33148_dirs_2023-05-19_1cb2ef52-6070-4634-a774-a8b69b8ef74c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2023-05-17

Reporting Person: Patel Kinnari (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-17 Common Stock S 1330 $21.375 Disposed 213993 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5675 Indirect
Common Stock 98261 Indirect

Footnotes

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs) received by the Reporting Person.

F2: The shares are held indirectly through Adaptive Technology, LLC, a limited liability company that is owned and managed by the reporting person's husband.