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ROCKET PHARMACEUTICALS, INC. Director's Dealing 2021

Jun 17, 2021

33148_dirs_2021-06-16_ee39cf3b-eea6-4e34-aca6-4bc0fb651d88.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2021-06-14

Reporting Person: Bjork Elisabeth (N/A)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-14	Stock Option (Right to Buy)	$47.25	A	12236	Acquired	2031-06-14	Common Stock (12236)	Direct
2021-06-14	Stock Option (Right to Buy)	$47.25	A	1699	Acquired	2031-06-14	Common Stock (1699)	Direct

Footnotes

F1: This option represents a right to purchase a total of 12,236 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 14, 2022.

F2: This option represents a right to purchase a total of 1,699 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 14, 2022. This option was issued to the Reporting Person in lieu of director retainer fees of $50,000.