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ROCKET PHARMACEUTICALS, INC. — Director's Dealing 2019
Sep 4, 2019
33148_dirs_2019-09-04_edaf243c-c5aa-43e3-8430-eb4a9c74034a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2019-09-02
Reporting Person: Patel Kinnari (Chief Operating Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-02 | Stock Option (Right to Buy) | $10.85 | A | 50000 | Acquired | 2029-09-02 | Common Stock (50000) | Direct |
Footnotes
F1: This option represents a right to purchase a total of 50,000 shares of the Issuer's Common Stock, 16,672 of which will become fully vested and exercisable on September 2, 2020, with the remaining 33,328 shares vesting in equal quarterly installments over the following two years, subject to the reporting person's continued employment with the Issuer.
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