Rocket Lab Corp — Regulatory Filings 2020

Nov 16, 2020

8-K 1 ea129901-8k_vectoracq.htm CURRENT REPORT

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

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CURRENT REPORT

Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 16, 2020

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VECTOR ACQUISITION CORPORATION

(Exact name of registrant as specified in its charter)

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| Cayman
Islands | 001-39560 | 98-1550340 |
| --- | --- | --- |
| (State
or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S.
Employer Identification No.) |

| One
Market Street | |
| --- | --- |
| Steuart
Tower, 23rd Floor | |
| San
Francisco, CA | 94105 |
| (Address
of principal executive offices) | (Zip Code) |

(415)-293-5000

Registrant’s telephone number, including area code

Not Applicable

(Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

| Title
of each class | Trading Symbol(s) | Name
of each exchange on which registered |
| --- | --- | --- |
| Units,
each consisting of one Class A Ordinary Share, $0.0001 par value, and one-third of one redeemable warrant | VACQU | The
NASDAQ Stock Market LLC |
| Class
A Ordinary Shares included as part of the units | VACQ | The
NASDAQ Stock Market LLC |
| Redeemable
warrants included as part of the units, each whole warrant exercisable for one Class A Ordinary Share at an exercise price
of $11.50 | VACQW | The
NASDAQ Stock Market LLC |

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Item 8.01. Other Events.

On November 16, 2020, Vector Acquisition Corporation (the “Company”) announced that the holders of the Company’s units (the “Units”) may elect to separately trade the Class A ordinary shares, par value $0.0001 per share (the “Class A Ordinary Shares”), and warrants (the “Warrants”) included in the Units commencing on November 16, 2020. Each Unit consists of one Class A Ordinary Share and one-third of one Warrant to purchase one Class A Ordinary Share. Any Units not separated will continue to trade on the Nasdaq Capital Market (the “NASDAQ”) under the symbol “VACQU.” Any underlying Class A Ordinary Shares and Warrants that are separated are expected to trade on the NASDAQ under the symbols “VACQ” and “VACQW,” respectively. No fractional Warrants will be issued upon separation of the Units and only whole Warrants will trade. Holders of Units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company’s transfer agent, in order to separate the holders’ Units into Class A Ordinary Shares and Warrants.

A copy of the press release issued by the Company announcing the separate trading of the securities underlying the Units is attached hereto as Exhibit 99.1.

Item 9.01. Financial Statements and Exhibits.

Exhibits
99.1	Press Release, dated November 16, 2020

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 16, 2020
By:	/s/ David Baylor
Name:	David Baylor
Title:	Chief Financial Officer

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