Rocket Companies, Inc. — Director's Dealing 2024

Jul 1, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Rocket Companies, Inc. (RKT)
CIK: 0001805284
Period of Report: 2024-06-20

Reporting Person: Banfield William D. (Chief Business Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A common stock	551844	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options (right to buy)	$18	2030-08-05	Class A common stock (123203)		Direct

Footnotes

F1: Represents shares of common stock held by, and restricted stock units ("RSUs") granted to, the Reporting Person in a transaction exempt under Rule 16b-3. The RSUs will vest with the terms of each grant, subject to the Reporting Person's continued employment on the applicable vesting date.

F2: Represents employee stock options (right to buy) granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each employee stock option represents the right to buy one share of Class A common stock of the Issuer for each vested employee stock option. The options are fully vested and will expire on August 5, 2030, subject to earlier expiration as a result of termination of the Reporting Person's services to the Issuer.