Rocket Companies, Inc. — Director's Dealing 2022

Aug 17, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rocket Companies, Inc. (RKT)
CIK: 0001805284
Period of Report: 2022-08-15

Reporting Person: Farner Jay (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-08-15	Class A common stock	P	18900	$10.54	Acquired	3624307	Direct
2022-08-16	Class A common stock	P	14900	$10.82	Acquired	3639207	Direct
2022-08-17	Class A common stock	P	11400	$10.96	Acquired	3650607	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A common stock	204000	Indirect

Footnotes

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.34 to $10.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.57 to $11.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.87 to $11.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5: These shares of Class A common stock are held in trust for the benefit of the Reporting Person's children, for which the Reporting Person's spouse serves as trustee. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.