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Rocket Companies, Inc. — Director's Dealing 2021
May 27, 2021
30055_dirs_2021-05-27_71e49b6b-ee20-4ff0-b80a-77a0cd427e8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rocket Companies, Inc. (RKT)
CIK: 0001805284
Period of Report: 2021-05-25
Reporting Person: Tellem Nancy (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-25 | Class A common stock | A | 9551 | — | Acquired | 20662 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 35000 | Indirect |
Footnotes
F1: Represents restricted stock units ("RSUs") granted to the filing person on May 25, 2021 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the first anniversary of the grant date.
F2: The total includes 11,111 restricted stock units previously granted to the filing person.
F3: Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share.