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RLI CORP — Director's Dealing 2014
Jan 8, 2014
30928_dirs_2014-01-08_89892c50-b968-4e3f-9b34-f96cb1a821a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RLI CORP (RLI)
CIK: 0000084246
Period of Report: 2014-01-07
Reporting Person: STONE MICHAEL J (Director, President RLI Insurance Compan)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-07 | Common Stock | J | 935 | $94.76 | Acquired | 112444.5809 | Direct |
| 2014-01-07 | Common Stock | J | 935 | $94.76 | Disposed | 4065 | Indirect |
| 2014-01-07 | Common Stock | J | 639 | $94.76 | Acquired | 113083.5809 | Direct |
| 2014-01-07 | Common Stock | J | 639 | $94.76 | Disposed | 4361 | Indirect |
| 2014-01-07 | Common Stock | J | 464 | $94.76 | Acquired | 113547.5809 | Direct |
| 2014-01-07 | Common Stock | J | 464 | $94.76 | Disposed | 4536 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22268.0845 | Indirect |
| Common Stock | 26163.5674 | Indirect |
| Common Stock | 4746 | Indirect |
| Common Stock | 10185.047 | Indirect |
| Common Stock | 11279.318 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $26.90 | 2017-05-07 | Common Stock (6400) | 6400 | Direct |
| Stock Option | $36.34 | 2018-05-06 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $36.20 | 2018-08-02 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $37.26 | 2018-11-01 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $42.28 | 2019-02-01 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $45.73 | 2019-05-05 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $49.62 | 2019-08-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $54.59 | 2019-11-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $64.61 | 2020-02-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $60.70 | 2020-05-03 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $55.25 | 2020-08-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $59.83 | 2020-11-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $66.48 | 2021-02-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $68.84 | 2021-05-02 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $80.54 | 2021-08-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $91.10 | 2021-11-01 | Common Stock (8000) | 8000 | Direct |
Footnotes
F1: Shares transferred from the M.J. Stone Grantor Retained Annuity Trust (M7) to M.J. Stone.
F2: Ownership reflects dividend reinvestment.
F3: Shares transferred from the M.J. Stone Grantor Retained Annuity Trust (M8) to M.J. Stone.
F4: Shares transferred from the M.J. Stone Grantor Retained Annuity Trust (M9) to M.J. Stone.
F5: Ownership reflects dividend reinvestment
F6: Stock option grant price adjusted to reflect $3.00 extraordinary dividend declared 11/14/13.
F7: Stock option grant price adjusted to reflect $5 extraordinary dividend declared 11/14/12.
F8: Stock Option grant price adjusted to reflect $5 RLI extraordinary dividend declared 11/17/11.
F9: Stock Option grant price adjusted to reflect $7 RLI extraordinary dividend paid 12/29/10.
F10: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.