AI assistant
RLI CORP — Director's Dealing 2014
Jul 11, 2014
30928_dirs_2014-07-11_b6bd53f7-dae5-4fde-817d-127bb147af59.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RLI CORP (RLI)
CIK: 0000084246
Period of Report: 2014-07-11
Reporting Person: Diefenthaler Aaron Paul (VP, CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-11 | Common Stock | J | 9 | $45.17 | Acquired | 724.9621 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3349.4768 | Direct |
| Common Stock | 1038.8779 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $32.305 | 2020-02-01 | Common Stock (10000) | 10000 | Direct |
| Stock Option | $30.35 | 2020-05-03 | Common Stock (14000) | 14000 | Direct |
| Stock Option | $34.42 | 2021-05-02 | Common Stock (16000) | 16000 | Direct |
| Stock Option | $43.21 | 2022-05-01 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: The securities herein were allocated to my account pursuant to the RLI Corp. Executive Deferred Compensation Agreement.
F2: Ownership reflects dividend reinvestment
F3: Balance reflects annual company contributions and dividend reinvestment.
F4: Stock option grant price adjusted to reflect $3.00 extraordinary dividend declared 11/14/13.
F5: Stock option grant price adjusted to reflect $5 extraordinary dividend declared 11/14/12.
F6: Stock option grant price and number of stock options adjusted to reflect 2-for-1 stock split on 01/15/14.
F7: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.