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RLI CORP — Director's Dealing 2012
Nov 9, 2012
30928_dirs_2012-11-09_759f18a4-e4d9-4b64-b7c6-259be8e3ca1d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RLI CORP (RLI)
CIK: 0000084246
Period of Report: 2012-11-01
Reporting Person: STONE MICHAEL J (Director, President RLI Insurance Compan)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-01 | Common Stock | J | 2820 | $67.815 | Acquired | 93678.7414 | Direct |
| 2012-11-01 | Common Stock | J | 2820 | $67.815 | Disposed | 7180 | Indirect |
| 2012-11-01 | Common Stock | J | 1061 | $67.815 | Disposed | 9808.182 | Indirect |
| 2012-11-01 | Common Stock | J | 1061 | $67.815 | Acquired | 94739.7414 | Direct |
| 2012-11-01 | Common Stock | J | 521 | $67.815 | Acquired | 95260.7414 | Direct |
| 2012-11-01 | Common Stock | J | 521 | $67.815 | Disposed | 10348.182 | Indirect |
| 2012-11-05 | Common Stock | J | 3067 | $66.645 | Disposed | 7016.133 | Indirect |
| 2012-11-05 | Common Stock | J | 3067 | $66.645 | Acquired | 98327.7414 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20105.3604 | Indirect |
| Common Stock | 23060.9131 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $44.09 | 2017-05-03 | Common Stock (31500) | 31500 | Direct |
| Stock Option | $38.00 | 2018-05-01 | Common Stock (34000) | 34000 | Direct |
| Stock Option | $34.90 | 2017-05-07 | Common Stock (19200) | 19200 | Direct |
| Stock Option | $44.34 | 2018-05-06 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $44.20 | 2018-08-02 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $45.26 | 2018-11-01 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $50.28 | 2019-02-01 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $53.73 | 2019-05-05 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $57.62 | 2019-08-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $62.59 | 2019-11-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $72.61 | 2020-02-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $68.70 | 2020-05-03 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $63.25 | 2020-08-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $67.83 | 2020-11-01 | Common Stock (8000) | 8000 | Direct |
Footnotes
F1: Shares distributed from the M.J. Stone Grantor Retained Annuity Trust (M4) to M.J. Stone
F2: Ownership reflects dividend reinvestment.
F3: Shares distributed from the M.J. Stone Grantor Retained Annuity Trust (M5) to M.J. Stone
F4: Shares distributed from the M.J. Stone Grantor Retained Annuity Trust (M6) to M.J. Stone
F5: Shares distributed from the M.J. Stone Grantor Retained Annuity Trust (M3) to M.J. Stone
F6: Ownership reflects shares allocated to ESOP participant's account and dividend reinvestment.
F7: Stock Option grant price adjusted to reflect $5 RLI extraordinary dividend declared 11/17/11.
F8: Stock Option grant price adjusted to reflect $7 RLI extraordinary dividend paid 12/29/10.
F9: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.