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RLI CORP — Director's Dealing 2011
Dec 2, 2011
30928_dirs_2011-12-02_4c96e31d-b717-4f33-a0ec-7033a8870d57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RLI CORP (RLI)
CIK: 0000084246
Period of Report: 2011-12-01
Reporting Person: STONE MICHAEL J (President RLI Insurance Compan)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-01 | Common Stock | J | 1637.695 | $68.28 | Disposed | 722.9983 | Indirect |
| 2011-12-01 | Common Stock | J | 1637.695 | $68.28 | Acquired | 92672.4364 | Direct |
| 2011-12-01 | Common Stock | J | 2454 | $68.28 | Disposed | 2002.1665 | Indirect |
| 2011-12-01 | Common Stock | J | 2454 | $68.28 | Acquired | 95126.4364 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18183.9501 | Indirect |
| Common Stock | 21213.9143 | Indirect |
| Common Stock | 11534.982 | Indirect |
| Common Stock | 10000 | Indirect |
| Common Stock | 10000 | Indirect |
| Common Stock | 10000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $44.09 | 2017-05-03 | Common Stock (31500) | 31500 | Direct |
| Stock Option | $38.00 | 2018-05-01 | Common Stock (34000) | 34000 | Direct |
| Stock Option | $34.90 | 2017-05-07 | Common Stock (19200) | 19200 | Direct |
| Stock Option | $44.34 | 2018-05-06 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $44.20 | 2018-08-02 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $45.26 | 2018-11-01 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $50.28 | 2019-02-01 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $53.73 | 2019-05-05 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $57.62 | 2019-08-01 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $62.59 | 2019-11-01 | Common Stock (8000) | 8000 | Direct |
Footnotes
F1: Ownership reflects dividend reinvestment.
F2: Ownership reflects shares allocated to ESOP participant's account and dividend reinvestment.
F3: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.
F4: Stock Option grant price adjusted to reflect $5 RLI extraordinary dividend declared 11/17/11.
F5: Stock Option grant price adjusted to reflect $7 RLI extraordinary dividend paid 12/29/10.
F6: Shares transferred from the M.J. Stone Grantor Retained Annuity Trust (M-1) to Michael J. Stone
F7: Shares transferred from the M.J. Stone Grantor Retained Annuity Trust (M-2) to Michael J. Stone