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RIVERVIEW BANCORP INC — Director's Dealing 2025
Feb 13, 2025
34119_dirs_2025-02-13_4b40d737-e953-4578-874a-56db75efacb1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2025-02-11
Reporting Person: Friedman Martin S. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-11 | Common Stock | S | 50500 | $5.49 | Disposed | 186348 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1936721 | Indirect |
Footnotes
F1: On February 11, 2025, FJ Capital Management LLC ("FJ Capital") sold 50,500 shares of common stock of the Issuer held by Bridge Equities XI, LLC("BEXI") (continued in footnote 2).
F2: (footnote 1 continued) Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital, which is the sub-investment adviser to Bridge Equities XI, LLC ("BEXI") and the managing member and investment adviser to Financial Opportunity Fund LLC ("FOF"). FOF holds 1,936,721 shares of common stock of the Issuer (the "Shares") and BEXI holds 186,348 of the Shares. (Continued in footnote 3)
F3: (footnote 2 continued) Martin S. Friedman, in his capacity as managing member of FJ Capital, has voting and dispositive power over the Shares held by FOF and voting power only over the Shares held by BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4.