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RIVERVIEW BANCORP INC — Director's Dealing 2020
Jun 5, 2020
34119_dirs_2020-06-05_8f68767d-3305-4860-a8e3-8ceb8658ea25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2020-06-04
Reporting Person: Capeloto Kim J (EVP/CBO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-04 | Common Stock | M | 5000 | $1.97 | Acquired | 140948 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-04 | Stock Option (Right to Buy) | $1.97 | M | 5000 | Disposed | 2020-09-22 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3241 | Indirect |
Footnotes
F1: Reflects 34,949 shares owned in the Riverview 401(k) Plan.
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