RIVERVIEW BANCORP INC — Director's Dealing 2019

Jun 20, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RIVERVIEW BANCORP INC (RVSP)
CIK: 0001041368
Period of Report: 2019-06-18

Reporting Person: Cox Daniel D (EVP/CCO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-18	Common Stock	A	4684	—	Acquired	12756	Direct
2019-06-18	Common Stock	A	1230	—	Acquired	13986	Direct
2019-06-18	Common Stock	A	3689	—	Acquired	17675	Direct

Footnotes

F1: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.

F2: Reflects 3,517 shares owned indirectly in the Riverview 401(k) Plan and 4,555 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

F3: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.

F4: Reporting Person was granted an award of performance based restricted stock covering a target of 3,689 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.