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RIVERVIEW BANCORP INC — Director's Dealing 2019
Aug 19, 2019
34119_dirs_2019-08-19_7857227e-567b-4193-81b6-f685f4fafaa0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2019-08-19
Reporting Person: SHEAFFER PATRICK (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-19 | Common Stock | M | 12000 | $3.84 | Acquired | 703521 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-19 | Stock Option (Right to Buy) | $3.84 | M | 12000 | Disposed | 2019-09-22 | Common Stock (12000) | Direct |
Footnotes
F1: Includes 39,305 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
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