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RIVERVIEW BANCORP INC Director's Dealing 2017

Nov 15, 2017

34119_dirs_2017-11-15_affc8c0b-470e-4b72-8a49-24b50a05c7ef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2017-11-13

Reporting Person: NIES GERALD LEE (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-13 Common Stock S 18000 $8.6 Disposed 174300 Indirect
2017-11-14 Common Stock S 12778 $8.55 Disposed 161552 Indirect

Footnotes

F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).