AI assistant
RIVERVIEW BANCORP INC — Director's Dealing 2017
Nov 15, 2017
34119_dirs_2017-11-15_affc8c0b-470e-4b72-8a49-24b50a05c7ef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2017-11-13
Reporting Person: NIES GERALD LEE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-13 | Common Stock | S | 18000 | $8.6 | Disposed | 174300 | Indirect |
| 2017-11-14 | Common Stock | S | 12778 | $8.55 | Disposed | 161552 | Indirect |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).