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RIVCO AUSTRALIA LTD — Major Shareholding Notification 2018
Dec 6, 2018
65706_rns_2018-12-06_33c036dc-7726-48bf-a7bf-afa94614d971.pdf
Major Shareholding Notification
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Corporations Law Section 671B
Notice of ceasing to be a substantial holder
Form 605
To: Company Name/Scheme DUXTON WATER LIMITED
ACN/ARSN
611 976 517
1. Details of substantial holder (1)
Name UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on
The previous notice was given to the company on
The previous notice was dated
4 December 2018 4 December 2018 30 November 2018
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of | Person whose | Nature of Change | Consideration | Class (6) and | Person’s |
|---|---|---|---|---|---|
| change | relevant interest | (4) | given in | Number of | votes |
| changed | relation to | securities affected | affected | ||
| change (5) | |||||
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through the | |
| following link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
Print Name: Serene Peh Capacity: Authorised signatory Sign Here: Date: 6 December 2018 Print Name: Philip Alexander Capacity: Authorised signatory Sign Here: Date: 6 December 2018
Contact details for this notice:
-------------------------------------------------------Serene Peh Compliance & Operational Risk Control (T) +65 6495 5283
| D2O - Appendix A | D2O - Appendix A | D2O - Appendix A | D2O - Appendix A | D2O - Appendix A | D2O - Appendix A |
|---|---|---|---|---|---|
| Date of change | Person whose relevant interest changed | Nature of Change | Consideration given in**relation to change ** | Number of securities | Class |
| 3-Dec-18 | UBS Securities Australia Ltd | Buy | 15,404 | 11,941 | Ordinary |
| 4-Dec-18 | UBS AG London Branch | Stock returned | N/A | (1,751,208) | Ordinary |