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RIVCO AUSTRALIA LTD — Director's Dealing 2023
Nov 28, 2023
65706_rns_2023-11-28_ea1294bb-7617-403b-87b8-6a4bf40b820d.pdf
Director's Dealing
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Rule 3.19A.2
Appendix 3Y Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Duxton Water Limited |
|---|---|
| ABN | 611 976 517 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Edouard Peter |
|---|---|
| Date of last notice | 16 November 2023 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Shares held by Duxton Capital InvestmentsPty Ltd, of which Mr Peteris a Director. |
| Mr Peter is a trustee and beneficiary of therelevant trusts. | |
| Date of change | 24-29November 2023 |
+ See chapter 19 for defined terms.
| No. of securities held prior to change | Direct422,846 Fully Paid Ordinary Shares105,712 Bonus Options | |
|---|---|---|
| Indirect(a)Peter Family Trust A/C5,251,831 Fully Paid Ordinary Shares1,312,957 Bonus Options | ||
| (b)BNP Paribas NOMS Pty Ltd 1,500,000 Fully Paid Ordinary Shares375,000 Bonus Options | ||
| (c)Peter Family A/C150,000 Fully Paid Ordinary Shares37,500 Bonus Options | ||
| Duxton Capital Investments Pty Ltd, of whichMr Peter is a director, holds 654,845 FullyPaid Ordinary Sharesand 163,712 BonusOptions. | ||
| Class | Fully Paid Ordinary Shares | |
| Number acquired | Direct:24/11/2023: 2,15427/11/2023:1,80029/11/2023:10,000 | |
| Number disposed | - | |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Direct:24/11/2023: $1.58 per share27/11/2023:$1.57 per share29/11/2023:$1.59 per share |
+ See chapter 19 for defined terms.
| No. of securities held after change | Direct |
|---|---|
| 436,800Fully Paid Ordinary Shares | |
| 105,712 Bonus Options | |
| Indirect | |
| (d)Peter Family Trust A/C | |
| 5,251,831 Fully Paid Ordinary Shares | |
| 1,312,957 Bonus Options | |
| (e)BNP Paribas NOMS Pty Ltd | |
| 1,500,000 Fully Paid Ordinary Shares | |
| 375,000 Bonus Options | |
| (f)Peter Family A/C | |
| 150,000 Fully Paid Ordinary Shares | |
| 37,500 Bonus Options | |
| Duxton Capital Investments Pty Ltd, of which | |
| Mr Peter is a director, holds 654,845 Fully | |
| Paid Ordinary Sharesand 163,712 Bonus | |
| Options. | |
| Nature of change | On-market trade |
| Example: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy | |
| back | |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | n/a |
|---|---|
| Nature of interest | n/a |
| Name of registered holder(if issued securities) | n/a |
| Date of change | n/a |
+ See chapter 19 for defined terms.
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | n/a |
|---|---|
| Interest acquired | n/a |
| Interest disposed | n/a |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | n/a |
| Interest after change | n/a |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailed above | no |
|---|---|
| traded during a +closed periodwhere prior written clearancewas required? | |
| If so, was prior written clearance provided to allow the trade toproceed during this period? | n/a |
| If prior written clearance was provided, on what date was thisprovided? | n/a |
+ See chapter 19 for defined terms.