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RIVCO AUSTRALIA LTD — Director's Dealing 2019
Dec 17, 2019
65706_rns_2019-12-17_0654d32a-0d1e-4449-9557-9c54978a95f9.pdf
Director's Dealing
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Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Duxton Water Limited | |
|---|---|---|
| ABN | 611 976 517 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Edouard Fernen Peter |
|---|---|
| Date of last notice | 20 November 2019 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct & Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | (c) Peter Family Trust A/C |
| Date of change | 13/12/201916/12/201917/12/2019 |
| No. of securities held prior to change | Direct340,000 Fully Paid Ordinary SharesIndirect(a)Julie Peter212,992 Fully Paid Ordinary Shares(b) E&J Super Fund91,169 Fully Paid Ordinary Shares*(c)Peter Family Trust A/C10,489,987FullyPaidOrdinaryShare |
| Class | Fully Paid Ordinary Shares |
+ See chapter 19 for defined terms.
| Number acquired | Direct: 20,000 Ordinary Shares | |
|---|---|---|
| Indirect: | ||
| (c) 30,501 Ordinary Shares | ||
| Number disposed | - | |
| Value/Consideration | ||
| Note: If consideration is non-cash, provide details and estimated | Direct: | |
| valuation | 13/12/2019: $1.35 per share | |
| 16/12/2019: $1.38 per share | ||
| Indirect: | ||
| 17/12/2019: $1.39 per share | ||
| No. of securities held after change | Direct | |
| 360,000 Fully Paid Ordinary Shares | ||
| Indirect | ||
| (a)Julie Peter* | ||
| 1,843,480 Fully Paid Ordinary Shares | ||
| (b) E&J Super Fund | ||
| 91,169 Fully Paid Ordinary Shares | ||
| (c)Peter Family Trust A/C* | ||
| 8,890,000 Fully Paid Ordinary Share | ||
| Nature of change | On-market trade | |
| Example: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation in | * transfer of 1,630,488 shares between two | |
| buy-back | indirect holdings | |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registeredholder(if issued securities) | N/A |
| Date of change | N/A |
+ See chapter 19 for defined terms.
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
|---|---|
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest afterchange | N/A |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailedabove traded during a +closed periodwhere prior writtenclearance was required? | no |
|---|---|
| If so, was prior written clearance provided toallow the tradeto proceedduring this period? | n/a |
| If prior written clearance was provided, on what date was thisprovided? | n/a |
+ See chapter 19 for defined terms.