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RIVCO AUSTRALIA LTD — Director's Dealing 2017
Nov 27, 2017
65706_rns_2017-11-27_889f3571-2494-4c1e-a9c3-d5e177523ca6.pdf
Director's Dealing
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Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Duxton Water Limited | |
|---|---|---|
| ABN | 611 976 517 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Edouard Fernen Peter |
|---|---|
| Date of last notice | 30 October 2017 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | (a)Caspar Peter(b) Edouard Fraser Peter(c)Julie Peter(d) E & J Peter Super Fund(e) The Peter Family Trust |
| Date of change | 27 November 2017 |
+ See chapter 19 for defined terms.
| No. of securities held prior to change | ||
|---|---|---|
| Direct142,000 Fully Paid Ordinary Shares | ||
| Indirect | ||
| (a)Caspar Peter | ||
| 49,000 Fully Paid Ordinary Shares | ||
| 25,000 Options expiring 31 May 2018 | ||
| at $1.10 each | ||
| (b) Edouard Fraser Peter | ||
| 48,000 Fully Paid Ordinary Shares | ||
| 25,000 Options expiring 31 May 2018 | ||
| at $1.10 each | ||
| (c)Julie Peter | ||
| 200,000 Fully Paid Ordinary Shares | ||
| (d) E&J Super Fund | ||
| 54,000 Fully Paid Ordinary Shares | ||
| *Mr Peter also holds an indirect non | ||
| controllinginterestintheCompany's | ||
| substantial shareholders: Duxton Vineyards | ||
| Water Pty Ltd and Duxton Vineyards Pty Ltd. | ||
| Class | Ordinary Shares | |
| Number acquired | Direct | |
| 58,000 fully paid ordinary shares | ||
| Indirect(e) 100,000 fully paid ordinary shares | ||
| Number disposed | - | |
| Value/Consideration | Direct | |
| Note: If consideration is non-cash, provide details and estimatedvaluation | $1.0719 per share | |
| Indirect | ||
| (e) $1.092 per share | ||
+ See chapter 19 for defined terms.
| No. of securities held after change | Direct | |
|---|---|---|
| 200,000 Fully Paid Ordinary Shares | ||
| Indirect(a)Caspar Peter49,000 Fully Paid Ordinary Shares25,000 Options expiring 31 May 2018at $1.10 each(b) Edouard Fraser Peter | ||
| 48,000 Fully Paid Ordinary Shares25,000 Options expiring 31 May 2018at $1.10 each | ||
| (c)Julie Peter200,000 Fully Paid Ordinary Shares | ||
| (d) E&J Super Fund | ||
| 54,000 Fully Paid Ordinary Shares | ||
| (e) Peter Family Trust | ||
| 100,000 Fully Paid Ordinary Share | ||
| *Mr Peter also holds an indirect noncontrollinginterestintheCompany'ssubstantial shareholders: Duxton Vineyards | ||
| Nature of changeExample: on-market trade, off-market trade, exercise of options,issue of securities under dividend reinvestment plan, participation inbuy-back | Water Pty Ltd and Duxton Vineyards Pty Ltd.On-market trade |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No. and class of securities to which | |
| interest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed |
+ See chapter 19 for defined terms.
| Interest acquired | |
|---|---|
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | |
| Interest after change |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailedabove traded during a +closed periodwhere prior written | no |
|---|---|
| clearance was required? | |
| If so, was prior writtenclearance provided to allow the tradeto proceed during this period? | n/a |
| If prior written clearance was provided, on what date was thisprovided? | n/a |
+ See chapter 19 for defined terms.