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Rithm Property Trust Inc. — Director's Dealing 2016
Nov 2, 2016
34090_dirs_2016-11-02_c2f3bce8-7bd2-4171-bb99-ed8a680d5e22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Great Ajax Corp. (AJX)
CIK: 0001614806
Period of Report: 2016-11-01
Reporting Person: MENDELSOHN LAWRENCE (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-01 | Common Stock, par value $0.01 per share | A | 20005 | $14.99 | Acquired | 234603 | Indirect |
| 2016-11-01 | Common Stock, par value $0.01 per share | A | 20005 | $14.99 | Acquired | 509370 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 70 | Indirect |
| Common Stock, par value $0.01 per share | 70 | Indirect |
| Common Stock, par value $0.01 per share | 70 | Indirect |
| Common Stock, par value $0.01 per share | 274667 | Indirect |
| Common Stock, par value $0.01 per share | 7018 | Indirect |
| Common Stock, par value $0.01 per share | 39452 | Indirect |
| Common Stock, par value $0.01 per share | 2070 | Direct |
| Common Stock, par value $0.01 per share | 5923 | Indirect |
| Common Stock, par value $0.01 per share | 70 | Indirect |
Footnotes
F1: Payment of management fee to Thetis Asset Management LLC for the third quarter ended September 30, 2016.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: Includes 274,667 shares held by Gregory Funding LLC and 234,603 shares held by Thetis Asset Management LLC reported herein.