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Rithm Capital Corp. Director's Dealing 2024

Oct 24, 2024

30904_dirs_2024-10-24_81b7b855-6f1b-4f3e-9d8a-2fdd33d3f33c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Great Ajax Corp. (AJX)
CIK: 0001614806
Period of Report: 2024-10-18

Reporting Person: Rithm Capital Corp. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-10-18 Common Stock, par value $0.01 per share J 441783 $3.19 Acquired 441783 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 2874744 Direct

Footnotes

F1: Reflects shares issued by the Issuer to RCM GA Manager LLC (the "Adviser"), an affiliate of the reporting person, as payment of the quarterly management fee, which can be paid in cash or shares of the Issuer's common stock at the election of the Adviser, as compensation for the services the Adviser provides to the Issuer and its subsidiaries, pursuant to, and subject to the terms and conditions of, the management agreement among the Issuer, Great Ajax Operating Partnership LP and the Adviser.

F2: These shares are owned directly by RCM GA Manager LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.