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Rithm Capital Corp. — Director's Dealing 2023
Jan 4, 2023
30904_dirs_2023-01-04_85887837-7320-4e84-80b3-a6599088c66d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rithm Capital Corp. (RITM)
CIK: 0001556593
Period of Report: 2023-01-04
Reporting Person: Sloves Andrew (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-04 | Common Stock | A | 15300 | $0.00 | Acquired | 137505 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
| Common Stock | 3700 | Indirect |
| Common Stock | 3100 | Indirect |
| Common Stock | 2300 | Indirect |
Footnotes
F1: The shares were issued to the Reporting Person as compensation for services as a director provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $8.17 on December 30, 2022.
F2: Due to inadvertent administrative error, the Reporting Person's Form 4 filed with the Securities and Exchange Commission on July 1, 2022 incorrectly overstated the number of securities beneficially owned in Column 5 by 8,048 shares for each of the indirect holdings of Common Stock by the Reporting Person. The amounts reported in Column 5 of this Form 4 report the correct number of securities beneficially owned.