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Rithm Capital Corp. Director's Dealing 2023

Feb 23, 2023

30904_dirs_2023-02-23_5c57cb3d-b0a7-4785-9811-e00cc80b918e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rithm Capital Corp. (RITM)
CIK: 0001556593
Period of Report: 2023-02-21

Reporting Person: Nierenberg Michael (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-21 Common Stock A 459558 $0.00 Acquired 1394620 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 56287 Indirect
Common Stock 301548 Indirect
Common Stock 301548 Indirect
Common Stock 130458 Indirect
Common Stock 23850 Indirect
Common Stock 24400 Indirect

Footnotes

F1: Represents time-based restricted stock units granted under the Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan, which will vest in three equal annual installments on February 21 of each of 2024, 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer.

F2: Includes 459,558 unvested restricted stock units and 578,034 unvested shares of restricted stock.