Riot Platforms, Inc. — Director's Dealing 2022

Oct 4, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2022-09-30

Reporting Person: Marleau Hubert (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-09-30	Common Stock	F	1563	$7.01	Disposed	122378	Direct
2022-10-01	Common Stock	F	13930	$7.01	Disposed	108448	Direct

Footnotes

F1: Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 3,125 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), which administers the equity plan, and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act.

F2: Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 27,860 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Committee and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act.