Riot Platforms, Inc. — Director's Dealing 2021

Feb 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2021-02-09

Reporting Person: Marleau Hubert (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-09	Restricted Stock Units	$0.00	A	12500	Acquired		Common Stock (12500)	Direct

Footnotes

F1: Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan (the "Plan") covert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2: On February 9, 2021, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award of 12,500 RSUs under the Plan, with 2,500 RSUs vested immediately as of the grant date, and with the remaining 10,000 RSUs eligible to vest in four (4) equal installments as of the last day of each fiscal quarter following the grant date.

F3: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.