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Riot Platforms, Inc. — Director's Dealing 2021
May 26, 2021
30793_dirs_2021-05-26_ad5da01f-0ed4-4db8-a68f-d7fc5f0cbb26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2021-05-24
Reporting Person: YI SOO IL BENJAMIN (Director, Executive Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-24 | Restricted Stock Award | $0.00 | A | 15000 | Acquired | Common Stock (15000) | Direct |
Footnotes
F1: Vested restricted stock units ("RSUs") granted under the Riot Blockchain, Inc. 2019 Equity Incentive Plan (the "Plan") covert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.
F2: On May 24, 2021, in connection with the Reporting Person's service as Executive Chairman of the Corporation, the Reporting Person was granted an award of 15,000 RSUs under the Plan, which are eligible to vest in four (4) equal quarterly installments following the grant date.
F3: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.