Riot Platforms, Inc. — Director's Dealing 2021

Jun 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2021-06-10

Reporting Person: Les Jason (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-10	Common Stock	S	23155	$31.08	Disposed	264622	Direct
2021-06-10	Common Stock	S	26144	$31.44	Disposed	238478	Direct
2021-06-10	Common Stock	S	701	$31.45	Disposed	237777	Direct

Footnotes

F1: The price reported in Column 4 is a volume-weighted average price of the shares of the Common Stock, no par value per share, (the "Shares") of Riot Blockchain, Inc. (the "Issuer") sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $30.44 per Share, to $31.43 per Share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (1), (3), and (4) to this Form 4.

F2: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported on this Form 4.

F3: The price reported in Column 4 is a volume-weighted average price of the Shares of the Issuer sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $31.44 to $32.43 per Share, inclusive.

F4: The price reported in Column 4 is a volume-weighted average price of the Shares of the Issuer sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $32.44 to $32.59 per Share, inclusive.