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Riot Platforms, Inc. Director's Dealing 2021

Sep 3, 2021

30793_dirs_2021-09-03_df1c5b2a-afa4-4238-9e00-352058bca36e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2021-09-01

Reporting Person: Northern Data AG (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-01 Common Stock, no par value S 1850008 $36.84 Disposed 9949992 Direct

Footnotes

F1: Represents shares of the Issuer's common stock, no par value, sold by such Reporting Person in a secondary public offering as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-259039), filed with the Securities and Exchange Commission by the Issuer on August 24, 2021.

F2: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4.