Riot Platforms, Inc. — Director's Dealing 2021

Sep 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2021-09-02

Reporting Person: Northern Data AG (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-02	Common Stock, no par value	S	3000000	$36.61	Disposed	6949992	Direct

Footnotes

F1: Represents shares of the Issuer's common stock, no par value, sold by such Reporting Person in a secondary public offering as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-259039), filed with the Securities and Exchange Commission by the Issuer on August 24, 2021.

F2: Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4.