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Riot Platforms, Inc. — Director's Dealing 2020
May 15, 2020
30793_dirs_2020-05-15_e769459f-aa9f-413b-8159-0aa3d1ed04e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2020-05-13
Reporting Person: Mancini Remo (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-13 | Common Stock, no par value | M | 819548 | — | Acquired | 896048 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-13 | Restriced Stock Unit | $ | M | 819548 | Disposed | Common Stock, no par value (819548) | Direct |
Footnotes
F1: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer.
F2: On December 16, 2019, the Reporting Person was granted 819,548 RSUs pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, 100% of which vested on March 31, 2020.
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