Riot Platforms, Inc. — Director's Dealing 2020

May 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2020-05-13

Reporting Person: YI SOO IL BENJAMIN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-13	Common Stock, no par value	M	276090	—	Acquired	276090	Direct
2020-05-13	Common Stock, no par value	F	69022	$1.59	Disposed	207068	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-13	Restricted Stock Unit	$	M	276090	Disposed		Common Stock, no par value (276090)	Direct

Footnotes

F1: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer.

F2: Represents net settlement for taxes in connection with the settlement of vested Restricted Stock Units.

F3: On December 16, 2019, the Reporting Person was granted 276,090 RSUs pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, 100% of which vested on March 31, 2020.