Riot Platforms, Inc. — Director's Dealing 2020

Nov 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2020-11-16

Reporting Person: Mancini Remo (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-16	Common Stock, no par value	M	471544	$0.00	Acquired	471544	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-16	Restricted Stock Unit	$0.00	M	471544	Disposed		Common Stock, no par value (471544)	Direct

Footnotes

F1: Vested Restricted Stock Units ("RSUs") are settled in shares of Issuer's Common Stock, no par value, on a one-for-one basis.

F2: On February 27, 2020, Issuer granted the reporting person 471,544 RSUs, vesting as of March 1, 2021, under the Issuer's 2019 Equity Incentive Plan (the "Plan") in connection with the reporting person's service on the Issuer's Board of Directors. In connection with the reporting person's resignation from the Issuer's Board of Directors, the Plan administrator, as permitted under the Plan, accelerated the vesting schedule to the Reporting Person's resignation date, November 16, 2020.