Riot Platforms, Inc. — Director's Dealing 2019

Mar 15, 2019

SEC Form 3/A — Form 3/A

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2018-01-27

Reporting Person: Ensey Christopher (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	0	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option	$		Common Stock (0)		Direct

Footnotes

F1: This amendment on Form 3/A is being filed because the related Form 3 contained errors. Table I of the Form 3 disclosed that the reporting person had been granted a restricted share award under the Riot Blockchain, Inc. Amended & Restated Equity Incentive Plan (the "Plan") of 50,000 shares of the common stock of Riot Blockchain, Inc. (the "Issuer"), to vest in 24 equal monthly installments. That disclosure was based upon the reporting person's employment agreement with the Issuer, which provided that the restricted share award would be granted following the effective date of the employment agreement. The reporting person recently discovered that the grant was not made on the previously-reported date.

F2: Table II of the Form 3 to which this amendment relates disclosed that the reporting person had been granted an option award under the Plan to purchase 50,000 shares of the Issuer's common stock at an exercise price of $18.50 per share, to vest in 12 equal monthly installments. That disclosure was based upon the reporting person's employment agreement with the Issuer, which provided that the option would be granted following the effective date of the employment agreement. The reporting person recently discovered that the option was not granted.