Riot Platforms, Inc. — Director's Dealing 2019

Dec 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2019-12-16

Reporting Person: YI SOO IL BENJAMIN (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-16	Restricted Stock Unit	$0.00	A	276090	Acquired		Common Stock (276090)	Direct

Footnotes

F1: The Issuer approved the grant of 276,090 restricted stock units pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan to the Reporting Person as compensation for the services performed for the Issuer as a member of the Board during 2018 and 2019.

F2: The restricted stock units vest on March 31, 2020. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain, Inc., 2019 Equity Incentive Plan.

F3: Represents the total direct and indirect beneficial ownership of Riot's securities held by the Reporting Person subsequent to the issuance reported by this Form 4.