Riot Platforms, Inc. — Director's Dealing 2018

Feb 13, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2018-01-27

Reporting Person: Ensey Christopher (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	50000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option	$18.50	2028-01-27	Common Stock (50000)		Direct

Footnotes

F1: Represents a restricted stock award under the Riot Blockchain, Inc. Amended & Restated Equity Incentive Plan (the "Plan") granted in connection with the Reporting Person's appointment as Chief Operating Officer of the Issuer, which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance.

F2: Represents an option award under the Plan granted in connection with the Reporting Person's appointment as Chief Operating Officer of the Issuer, which shall vest in 12 equal monthly installments over a one year period, beginning on the one month anniversary of the date of issuance.