Riot Platforms, Inc. — Director's Dealing 2018

Mar 23, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2018-03-21

Reporting Person: KAPLAN ANDREW J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-21	Common Stock	A	7500	$0.00	Acquired	29500	Direct

Footnotes

F1: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 6 equal monthly installments, beginning on the one month anniversary of the date of issuance.

F2: Includes restricted stock award made August 21, 2017 of 10,000 shares shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance, and restricted stock award of 12,000 shares made on May 5, 2017, which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance.