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Riot Platforms, Inc. — Director's Dealing 2018
Mar 23, 2018
30793_dirs_2018-03-23_95ee3c93-6cbc-47a8-aac3-ee3cefdf7715.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2018-03-21
Reporting Person: Les Jason (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-21 | Common Stock | A | 7500 | $0.00 | Acquired | 30000 | Direct |
Footnotes
F1: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 6 equal monthly installments, beginning on the one month anniversary of the date of issuance.
F2: Includes restricted stock award of 7,500 shares made on November 3, 2017 in connection with the Reporting Person's appointment as a Director of the Issuer, which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance. Also includes 15,000 shares issued in connection with the Reporting Person serving on the Issuer's Advisory Board.