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Riot Platforms, Inc. — Director's Dealing 2017
Oct 13, 2017
30793_dirs_2017-10-13_007dc598-8de7-4d78-920c-e60eb8a64f22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Riot Blockchain, Inc. (BIOP)
CIK: 0001167419
Period of Report: 2017-10-11
Reporting Person: MCGONEGAL JEFFREY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-11 | Common Stock | A | 5000 | $0.00 | Acquired | 714 | Direct |
Footnotes
F1: Represents a restricted stock award under the Riot Blockchain, Inc., (formerly - Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 7 equal monthly installments beginning on October 31, 2017. The vesting of the Restricted Stock Award is subject to acceleration upon the occurrence of a "Qualifying Transaction", as such term is defined in the Restricted Stock Award.
F2: Restricted Stock Award is compensation for the Reporting Person's service as Chief Financial Officer.
F3: Represents shares vested or to be vested within 60 days pursuant to restricted stock awards.