Riot Platforms, Inc. — Director's Dealing 2017

Oct 20, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2017-10-18

Reporting Person: MCGONEGAL JEFFREY (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-18	Stock Option (Right to Buy)	$	J	21000	Disposed		Common Stock (21000)	Direct

Footnotes

F1: Under the terms of a Retention Agreement entered into as of June 30, 2017, Mr. McGonegal was provided a right to waive his rights to 21,000 outstanding stock options in exchange for a one-time lump-sum payment as defined in the Retention Agreement, which was paid on October 18, 2017 and totaled $100,013.

F2: Represents shares vested or to be vested within 60 days pursuant to restricted stock awards.