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Riot Platforms, Inc. — Director's Dealing 2017
Nov 7, 2017
30793_dirs_2017-11-07_c52c18c0-4adb-4046-a65c-4ec632a03f2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2017-11-03
Reporting Person: Beeghley Michael Martin (Former CEO, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-03 | Common Stock | A | 40000 | $0.00 | Acquired | 177918 | Direct |
Footnotes
F1: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which was awarded and immediately vested in connection with the Reporting Person's execution of a Separation Agreement.
F2: Restricted Stock Award is compensation for the Reporting Person's resignation as Chief Executive Officer of the Issuer.
F3: Represents shares vested or to be vested within 60 days pursuant to restricted stock awards.
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