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Riot Platforms, Inc. Director's Dealing 2017

Nov 7, 2017

30793_dirs_2017-11-07_c52c18c0-4adb-4046-a65c-4ec632a03f2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2017-11-03

Reporting Person: Beeghley Michael Martin (Former CEO, Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-03 Common Stock A 40000 $0.00 Acquired 177918 Direct

Footnotes

F1: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which was awarded and immediately vested in connection with the Reporting Person's execution of a Separation Agreement.

F2: Restricted Stock Award is compensation for the Reporting Person's resignation as Chief Executive Officer of the Issuer.

F3: Represents shares vested or to be vested within 60 days pursuant to restricted stock awards.