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Riot Platforms, Inc. Director's Dealing 2017

Nov 8, 2017

30793_dirs_2017-11-08_9e4b9e09-9d5d-41c3-8764-57e6ec93e675.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Riot Blockchain, Inc. (RIOT)
CIK: 0001167419
Period of Report: 2017-11-03

Reporting Person: Les Jason (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7500 Direct

Footnotes

F1: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan granted in connection with the Reporting Person's appointment as a Director of the Issuer, which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance, subject to the reporting person's continued service with the Issuer on each respective vesting date. If, during the vesting period a Qualified Transaction occurs, as defined in the February 3, 2017 Board of Director minutes, the grant shall vest fully.