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Riot Platforms, Inc. — Director's Dealing 2011
Jan 7, 2011
30793_dirs_2011-01-07_32c4a919-d6d0-4966-9ce4-dd66126a3775.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AspenBio Pharma, Inc. (APPY)
CIK: 0001167419
Period of Report: 2011-01-05
Reporting Person: LANDON JOHN H (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-05 | Stock Option (Right to Buy) | $0.59 | A | 50000 | Acquired | 2021-01-05 | Common Stock (50000) | Indirect |
Footnotes
F1: The option to purchase 50,000 shares of common stock shall become exercisable as to 33.33% of the shares on each of January 5, 2012 and January 5, 2013, and as to the remaining 33.34% of the shares on January 5, 2014.
F2: Upon the grant to Mr. Landon, the options were assigned to a trust for which Mr. Landon serves as the trustee.
F3: By Self as Trustee for the John H. Landon Trust, U/A dated June 4, 1975 as amended.
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