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Riot Platforms, Inc. — Director's Dealing 2010
Mar 26, 2010
30793_dirs_2010-03-26_fc293751-9f3b-4e3d-8a41-866f9eb043aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AspenBio Pharma, Inc. (APPY)
CIK: 0001167419
Period of Report: 2010-03-24
Reporting Person: Lundy Steve (Director, CEO and President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-24 | Stock Option (Right to Buy) | $2.28 | A | 400000 | Acquired | 2020-03-24 | Common Stock (400000) | Direct |
Footnotes
F1: The non-qualified stock options to purchase 400,000 shares of common stock shall become exercisable as to 33.3% of the shares on each of March 24, 2011 and
March 24, 2012, and as to the remaining 33.4% of the shares on March 24, 2013. Acceleration of the vesting of 100,000 of the stock options may occur if certain
corporate events are achieved.
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