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Riot Platforms, Inc. — Director's Dealing 2010
Apr 1, 2010
30793_dirs_2010-04-01_a5c259be-e130-40a2-9dec-8189cee6ddf2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AspenBio Pharma, Inc. (APPY)
CIK: 0001167419
Period of Report: 2010-03-30
Reporting Person: HEPLER DOUGLAS I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-30 | Common Stock | M | 50000 | $0.75 | Acquired | 59000 | Indirect |
| 2010-03-30 | Common Stock | S | 17700 | $2.17 | Disposed | 41300 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-30 | Stock option (Right to Buy) | $0.75 | M | 50000 | Disposed | 2010-03-31 | Common Stock (50000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Direct |
Footnotes
F1: Dr. Hepler's spouse exercised a stock option granted to her for service on a company advisory board. The stock option was due to expire on March 31, 2010. Dr.
Hepler disclaims beneficial ownership of the shares held by his spouse.
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