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Rio Tinto PLC — Major Shareholding Notification 2014
Apr 4, 2014
4666_mrq_2014-04-04_b5d61ad7-9767-460c-8de7-5705fd92aa2c.html
Major Shareholding Notification
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RNS Number : 1294E
Rio Tinto PLC
04 April 2014
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Rio Tinto plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | x | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: |
The Capital Group Companies, Inc. | ||||
| 4. Full name of shareholder(s) (if different from 3.): | See item 9 | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
2 April 2014 | ||||
| 6. Date on which issuer notified: | 3 April 2014 | ||||
| 7. Threshold(s) that is/are crossed or reached: |
Below 4% | ||||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
| Ordinary (GB0007188757) |
56,510,150 | 56,510,150 | 55,238,850 | 3.907% | ||||||||||||
| ADRs (US7672041008) |
68,295 | 68,295 | 68,393 | 0.005% | ||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| N/A | ||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||||
| N/A | Nominal | Delta | ||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 55,307,243 | 3.912% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
| Number of shares | Percentage of outstanding | |
| The Capital Group Companies, Inc. ("CG") holdings | 55,307,243 | 3.912% |
| Holdings by CG Management Companies and Funds: | ||
| Capital Guardian Trust Company | 2,734,701 | 0.193% |
| Capital International Limited | 582,262 | 0.041% |
| Capital International SÁrl | 168,720 | 0.012% |
| Capital International, Inc. | 98,160 | 0.007% |
| Capital Research and Management Company | 51,723,400 | 3.659% |
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name:
Vaughn Walton
15. Contact telephone number:
020 7781 1345
This information is provided by RNS
The company news service from the London Stock Exchange
END
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