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Rio Tinto PLC — Major Shareholding Notification 2013
Oct 21, 2013
4666_mrq_2013-10-21_47c89d96-ee21-4eec-97a4-c7fa5bf53204.html
Major Shareholding Notification
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RNS Number : 0321R
Rio Tinto PLC
21 October 2013
TR-1: Notifications of Major Interests in Shares
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Rio Tinto plc | ||
| 2. Reason for notification (yes/no) | |||
| An acquisition or disposal of voting rights | X | ||
| An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
| An event changing the breakdown of voting rights | |||
| Other (please specify):______________ | |||
| 3. Full name of person(s) subject to notification obligation: | The Capital Group Companies, Inc. | ||
| 4. Full name of shareholder(s) (if different from 3): | See item 9 | ||
| 5. Date of transaction (and date on which the threshold is crossed or reached if different): | 17 October 2013 | ||
| 6. Date on which issuer notified: | 18 October 2013 | ||
| 7. Threshold(s) that is/are crossed or reached: | Above 3% | ||
| 8: Notified Details | |||||||||||
| A: Voting rights attached to shares | |||||||||||
| Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||
| Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||||||
| Direct | Indirect | Direct | Indirect | ||||||||
| Ordinary Shares (GB0007188757) | 42,079,976 | 42,079,976 | 42,394,358 | 3.00% | |||||||
| ADRs (US7672041008) | 6,391 | 6,391 | 6,991 | 0.00% | |||||||
| B: Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
| Total (A+B) | |
| Number of voting rights | Percentage of voting rights |
| 42,401,349 | 3.00% |
| 9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
| Number of Percent of Shares Outstanding The Capital Group Companies, Inc. ("CG") holdings 42,401,349 3.00% Holdings by CG Management Companies and Funds: • Capital Guardian Trust Company 1,774,200 0.126% • Capital International Limited 455,618 0.032% • Capital International SÁrl 215,285 0.015% • Capital International, Inc. 131,655 0.009% • Capital Research and Management Company 39,824,591 2.819% |
| Proxy Voting: | |
| 10. Name of proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14 Contact name: | Vaughn Walton |
| 15. Contact telephone name: | 020 7781 1345 |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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