Rio Tinto PLC

Foreign Filer Report • Nov 2, 2020

6-K 1 a6koct2020.htm 6-K html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk Copyright 2020 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16 OF

THE SECURITIES EXCHANGE ACT OF 1934

Month of October 2020

Commission file number: 001-10533	Commission file number: 001-34121
Rio Tinto plc	Rio Tinto Limited
	ABN 96 004 458 404
(Translation of registrant’s name into English)	(Translation of registrant’s name into English)
6 St. James’s Square	Level 7, 360 Collins Street
London, SW1Y 4AD, United Kingdom	Melbourne, Victoria 3000, Australia
(Address of principal executive offices)	(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to

Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ☐ No ☒

If "Yes" is marked, indicate below the file number assigned to the registrant in connection

with Rule 12g3-2(b): 82- __

EXHIBIT 99

1. Stock Exchange announcement dated 1 October 2020 entitled ‘Total voting rights and issued capital’

2. Stock Exchange announcement dated 21 October 2020 entitled ‘Shareholdings of directors and persons discharging managerial responsibility (PDMR)’

3. Stock Exchange announcement dated 22 October 2020 entitled ‘Shareholdings of directors and persons discharging managerial responsibility (PDMR)’

4. Stock Exchange announcement dated 23 October 2020 entitled ‘Block Listing Six Monthly Return’

5. Stock Exchange announcement dated 26 October 2020 entitled ‘Appendix 3G – Notification of issue, conversion or payment up of equity securities’

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorised.

Rio Tinto plc — (Registrant)		Rio Tinto Limited — (Registrant)
By	/s/ Steve Allen	By	/s/ Steve Allen
Name	Steve Allen	Name	Steve Allen
Title	Company Secretary	Title	Joint Company Secretary
Date	2 November 2020	Date	2 November 2020